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SBIR/STTR Program Comparison


SBIR
STTR
Program Description
Set-aside program for small business concerns to engage in federal R&D -- with potential for commercialization.
Set-aside program to facilitate cooperative R&D between small business concerns and U.S. research institutions -- with potential for commercialization.
Phase I Award Guidelines
$100K & 6 months (feasibility study)
$100K & 12 months (feasibility study)

Phase II Award Guidelines

$750K and 2 years (full R/R&D)
$500K and two years (full R/R&D)

Phase I Subcontracts

33.3% or less
60% or less
Phase II Subcontracts
50% or less
60% or less
Research Partner
Not required, but permitted (encouraged)
30% or greater
Business Employment of PI
PI's primary employment (>50%) must be with small business concern
PI employment is not stipulated, PI can be from research institution or small business
Participating Agencies
DOD, HHS, NASA, DOE, NSF, USDA, DOC, EPA, DOT, ED
DOD, HHS, NASA, DOE, NSF

The above table is not exhaustive as there are many other important differences between the programs as well as the participating agencies. Some of these differences include: eligibility requirements, R&D topic areas, timing of solicitations, receipt dates, proposal review process, proposal success rates, profit or fee allowed, gap in funding between Phase I and Phase II, payment types and schedule, and type of award (contract or grant).

To learn more, click on the links below.

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